Melissa Newman, Chief Operations Officer/ Chief Compliance Officer,
Fitzgibbon Toigo Associates at inception. As a Registered
Principal, she handles all regulatory and administrative
functions with FINRA and the SEC. Through this role, Ms. Newman
is in charge of updating, monitoring and enforcing the firm’s
Anti-Money Laundering Policy and Supervisory Procedures. She is
also responsible for developing and implementing the firm’s
Compliance and Continuing Education Programs. Separately,
Melissa handles all Human Resource and Accounting functions as
well as maintains our extensive plan sponsor database.
Newman was previously a Registered Representative at Salomon
Smith Barney, a major brokerage firm where she earned her Series
7 and 63 registrations. She was primarily involved in
evaluating public equity investments for high net worth
individuals. She also worked closely with the firm’s asset
management and consulting group departments. Prior to this, Ms.
Newman was employed by E! Entertainment Television, where she
maintained client relationships in their Advertising Sales
Department. Ms. Newman received a B.A. from Lehigh University
in Bethlehem, P.A.